## Monday, 24 June 2013

### The Or-to-If Argument

This is a sequel or appendix to 'The Truth-Functional Account of Indicative Conditionals'.

Before we look at this argument, it needs to be made clear exactly how, if valid, it would support the view that '' can be taken as an abbreviation of 'If...then'. Canonically, the argument proceeds from a truth-functional disjunction of the form '~p q' to a conditional of the form 'If p then q'. And the truth-function associated with 'p q' in the propositional calculus is equivalent (or identical, extensionally speaking) with the truth-function associated with '~p q'. Secondly, it is widely accepted that 'If p then q' implies '~p q'. (This has been questioned on subtle grammatical/syntactic grounds, but we will not discuss that here.) Thus it seems that if the Or-to-If Argument is valid,''-statements can be taken as logically equivalent to indicative conditionals.

Historical preliminary

The origin of the idea that one can infer a conditional from a disjunction appears to be unknown. There has been speculation that it originated with Stalnaker. Priest (2001, p. 17) says the Or-to-If Argument was 'given by' Faris (1968) - and it was, but not for the first time. While one of those authors might have made the first use of the inference form as an explicit argument for a truth-functional reading of 'if' after the issue had become controversial in our era, the form itself has a long and venerable history. We find it on p.64 of Cohen and Nagel (1934):

Equivalence of Compound Propositions

. . .

Consider next the alternative proposition Either a triangle is not isosceles or its base angles are equal. To assert it means to assert that at least one of the alternants is true. If, therefore, one of the alternants were false, the other would have to be true. Hence we may infer from the alternative above the following hypothetical If a triangle is isosceles, its base angles are equal.

This textbook, which was popular in its day, also contains quite extensive discussion of the relation between 'formal' and 'material' implication - including a resolution of the 'paradox' attending to the latter (there is no paradox, since the term 'implication' is just given a special technical use in the propositional caclulus). Curiously, this 'paradox' is not related to hypotheticals (conditionals). In fact, hypotheticals are not discussed in the chapter on 'the calculus of propositions' at all, but in two more old-fashioned chapters near the beginning called 'The Analysis of Propositions' and 'Relations between Propositions'. (No doubt this has partly to do with the dominance of the denotational approach to the propositional calculus at that time.) It is in the latter that the Or-to-If Argument and its conclusion appear as a bland lesson.

Even C.I. Lewis, who famously raised the 'paradoxes of material implication' in his 1918 Survey of Symbolic Logic (and articles written earlier), had no problem with '' being read as 'If...then'. He appeared to regard the latter as ambiguous between an "extensional" and an "intensional" reading. A curious passage on p.225 reads [and bear in mind that Lewis was using the notation of the algebraic tradition]:

we can now prove that we have a right to interchange the joint assertion of p and q with p × q, "If p, then q", with p ⊂ q, etc. We can demonstrate that if p and q are members of the class K, then p ⊂ q is member of K, and that "If p, then q", is equivalent to p ⊂ q. And we can demonstrate that this is true not merely as a matter of interpretation but by the necessary laws of the system itself. We can thus prove that writing the logical relations involved in the theorems—"Either ... or ...," "Both ... and ...," "If ... , then ..."—in terms of +,×,, etc., is a valid procedure.

In this case, the "proof" does not proceed from Or to If , but by the previously "established" theorem '(1 a) is equivalent to (a = 1)', together with the rather Tarskian postulate 'For any proposition p, p = (p = 1)', and a tacit use of something like Conditional Proof (which, we shall see, is crucial in the Or-to-If Argument). Today this reasoning would be regarded as metalinguistic, not 'by the necessary laws of the system itself'.

Earlier, we find the Or-to-If Argument given in support of the very first definition in Principia Mathematica, 'Definition of Implication':

*1 01. p q . = . ~ p q Df.

. . .

According to the above definition, when 'p q' holds, then either p is false or q is true; hence if p is true, q must be true. Thus the above definition preserves the essential characteristic of implication . . .

This was then taken to be authoritative in Hankin (1924), a widely-cited legal article on 'Alternative and Hypothetical Pleadings', with the groan-inducing remark:

"If A, then B" is equivalent to the statement "either A is false or B is true". To persons not engaged in the study of logic this may at first appear absurd; yet it can be proved.

In Boole (1847) p.54, the supposed equivalence - except with the negation in the conditional instead of the disjunction - is baldly stated:
To express the conditional Proposition, If X be true, Y is not true. The equation is obviously
xy=0, (37);
this is equivalent to (33), and in fact the disjunctive Proposition, Either X is not true, or Y is not true, and the conditional Proposition, If X is true, Y is not true, are equivalent.

Earlier still, according to Ashworth (1968), 'The Spanish scholastic, Petrus Fonseca ... [wrote] that the name 'hypothetical' most properly applies to conditional propositions, but can also be used of disjunctions, because they imply a conditional.' Ashworth tells us that Abelard discussed the point in his Dialectica.

It is known that Abelard learnt about the theory of hypothetical syllogisms from Boethius, whose De Hypotheticis Syllogismis, written during the years 516–22, contains what seems to be a related but distinct idea:

[1.3.2] Fiunt uero propositiones hypotheticae etiam per disiunctionem ita:

Aut hoc aut illud est.

Nec eadem uideri debet haec propositio quae superior, quae sic enuntiatur:

Si hoc est, illud non est.
haec enim non est per disiunctionem sed per negationem.

This may be translated as:

[1.3.2] But propositions become hypothetical also through disjunction, thus:

Either this is, or that is.

Neither should the proposition pronounced as follows:

If this is, then that is not.

seem the same as the one above. For this one is not through disjunction but through negation.

(Thanks to P.V. Spade for this translation.) Boethius intends exclusive disjunction. To help corroborate the suggestion that this can be seen as a precursor to the Or-to-If Argument: Lagerlund (2010), discusing Boethius's work on hypothetical syllogisms, makes the following suggestion (without specific reference to the text):
Boethius also treats ‘P or Q’ as hypothetical, apparently because he thinks that disjunction can be translated in terms of a conditional sentence

Criticism of the argument

Here is the Or-to-If argument in schematic form:

1. ~A ∨ B. (Premise)
2. A. (Hyp)
3. B. (1, 2, Disj. Elim)
4. If A then B. (2 - 3, Cond. Proof)

Consider the following instance:

1. ~grass is green
∨ grass isn't green. (Premise)
2. Grass is green. (Hyp)
3. Grass isn't green. (1, 2, Disj. Elim.)
4. If grass is green then grass isn't green. (2 - 3, Cond. Proof)

I think there is something wrong with this argument, and I suspect most unindoctrinated people who comprehend it would agree. If a demon somehow convinced me of the truth of '(~grass is green grass isn't green)', and if I were rational, I would conclude that grass isn't green. In that situation, it would not appear rational (valid, truth-preserving) to conclude further that if grass is green, then grass isn't green. Of course, a defender of '' as 'if' will argue that I have been deceived by appearances on this point. I have tried to undermine the motivation for this in the post on the truth-functional account of indicative conditionals. However, the question remains: what should we say is wrong with the argument?

The fallacy occurs, I think, in the step of discharging the hypothesis and deriving a conditional. That is, in the application of the rule of Conditional Proof (roughly speaking, the natural language analogue of the Deduction Theorem for the propositional calculus - I say 'roughly' because DT is strictly a metatheorem, not a proof-rule). Notice that, together with (2) (whose scope it appears in), (3) is an absurdity; it can't be that grass is and isn't green. Accordingly, I propose that CP becomes unavailable once an absurdity has been derived within the scope of the supposition. (Here I count as an 'absurdity' anything which, when conjoined with the supposition, yields an absurdity in an ordinary sense.) That CP is unavailable in such circumstances should not be surprising; if it were not so, all sound reductio arguments could be used to establish bizarre conditionals.

(This constraint is arguably insufficient to make Conditional Proof valid. There will remain the problem of Strengthening the Antecedent, and perhaps others. For a more thorough treatment of this matter, see Thomason (1970) (thanks to Adrian Heathcote for the reference). According to King (2004), Abelard rejected something like Conditional Proof. Given his interest in the semantics of conditionals, it is conceivable that his reasons were closely related to ours.)

Essentially the same point can be seen from another side, if we change the premise to something we actually believe, such as: ~grass is blue
grass isn't blue. Coming to step (2), in this case the hypothesis that grass is blue, if we really want to assume this hypothesis for the sake of argument, then we can hardly use the above disjunction in the ensuing reasoning, unless we are trying for a simple reductio of the proposition that grass is blue. And that would be epistemically queer, since it is hard to see how we could rationally be more sure of the disjunction than the "conclusion" that grass is not blue.

What I think all this shows is that the Or-to-If Argument form is not generlly valid, as it would have to be if '' could be read as 'If...then'. Therefore '' cannot be read as 'If...then'. There is, of course, much more to say, in particular concerning the wide range of cases in which one seemingly can argue from Or to If; it seems that while ''-sentences aren't conditionals, assurance of the truth of a ' '-sentence can in many cases serve as a basis for a conditional. The common talk about ordinary conditionals differing from ''-sentences in asserting some kind of natural "connection" between antecedent and consequent is, for this reason, highly suspect.

For a differently orientated discussion of the Or-to-If Argument which culminates in the same verdict - that it is not valid - see Bennett (2003).

References

Ashworth, E.J. 1968. 'Propositional logic in the sixteenth and early seventeenth centuries' in Notre Dame Journal of Formal Logic, Vol. 9, No. 2, 179-192.

Bennett, Jonathan Francis. 2003. A Philosophical Guide to Conditionals. Clarendon Press, Oxford University Press.

Boethius, Anicius Manlius Severinus. 516–22. De Hypotheticis Syllogismis.
Original Latin available at Peter King's website:
<http://individual.utoronto.ca/pking/resources.html>

Published in Italian:
(Istituto di Filosoofia dell'Università di Parma, Logicalia 1).
ed. Obertello, L. Brescia, 1968.

Boole, George. 1847. The Mathematical Analysis of Logic, Being an Essay Towards a Calculus of Deductive Reasoning, Cambridge: MacMillan, Barclay and MacMillan. London: George Bell.

Cohen, Morris R. and Nagel, Ernest. 1934. An Introduction to Logic and Scientific Method, London: Routledge & Kegan Paul Ltd.

Faris, J.A. 1969. 'Interderivability of "" and "if"' in Logic and Philosophy: Selected Readings, ch. 7, Iseminger, G., ed., Appleton-Century-Crofts, New York.

Hankin, Gregory. 1924. 'Alternative and Hypothetical Pleadings' in The Yale Law Journal, Vol. 33, No. 4 (Feb., 1924), pp. 365-382.

King, Peter, "Peter Abelard", The Stanford Encyclopedia of Philosophy (Fall 2008 Edition), Edward N. Zalta (ed.), URL = <http://plato.stanford.edu/archives/fall2008/entries/abelard/>.

Lagerlund, Henrik, "Medieval Theories of the Syllogism", The Stanford Encyclopedia of Philosophy (Winter 2012 Edition), Edward N. Zalta (ed.), URL = <http://plato.stanford.edu/archives/win2012/entries/medieval-syllogism/>.

Lewis, Clarence Irving. 1918. A Survey of Symbolic Logic, University of California Press, Berkeley.

Priest, Graham. 2001. An Introduction to Non-Classical Logic, Cambridge University Press.

Thomason, Richmond H. 1970. 'A Fitch-style formulation of conditional logic' in Logique et Analyse, 52:397–412.

Whitehead, Alfred North and Russell, Bertrand. 1910. Principia Mathematica, Vol. 1.
Cambridge: Cambridge University Press. Second edition 1925.